Summary
Overview
Work History
Education
Skills
Websites
Accomplishments
Personal Information
Passions
Certification
References
Timeline
Generic

JUSTIN SMALLWOOD

Harvey

Summary

Astute Financial Advisor with expertise in portfolio management and client education at JECohen & Co and Ameriprise Financial. Proven track record in developing tailored wealth management strategies and optimizing investment performance. Exceptionally skilled in investment strategy, tax planning, risk assessment, and delivering personalized client service to foster strong relationships and goal achievement.

Overview

8
8
years of professional experience
1
1
Certification

Work History

Financial Advisor

JECohen & Co
New Orleans
03.2022 - Current
  • Delivered personalized financial advice, focusing on wealth management and retirement planning.
  • Analyzed clients' financial situations to develop tailored strategies for achieving financial goals.
  • Managed investment portfolios, assessing risk tolerance and recommending asset allocations based on market trends.
  • Educated clients on financial products and tax implications to optimize wealth preservation.
  • Specialized in alternative investments for accredited high-net-worth clients, including venture capital and private real estate.
  • Monitored market trends and regulatory changes to provide timely, relevant advice.

Guest Services Coordinator

Four Seasons
New Orleans
12.2021 - 06.2024
  • Brand ambassador and welcome/departure manager at Front Office
  • Coordinated and assisted with luggage porterage, valet parking, room amenities and attractions reservations
  • Employee of the month winner and nominee multiple times

Financial Statement Analyst

Hancock Whitney Bank
New Orleans
01.2019 - 06.2020
  • Analyzed financial data to assess risk ratings for consumer, commercial, non-profit, and public finance opportunities at Hancock Whitney Bank.
  • Provided account officers with profitability and liquidity calculations to evaluate firm-specific risks in credit decisions.
  • Interpreted audited and compiled statements prepared on cash or accrual bases for comprehensive analysis.
  • Notified department manager and account officer of incomplete statements and financial discrepancies.
  • Compiled summaries of credit and deposits by examining loans, lines of credit, real estate loans, and accounts.
  • Reviewed loan packages to confirm syndication or participation status for the Bank.
  • Generated analysis reports on counterparty risks for broker-dealer, repo-dealer, and safe-keeping clients for Trust and Treasury departments.
  • Examined firms' credit facilities focusing on return on assets, return on equity, and regulatory capital requirements.

Client Service Manager

Waterfront Wealth Management
Metairie
06.2017 - 08.2017
  • Executed investment transactions through Thompson-Reuters' securities exchange platform.
  • Drafted annual financial planning summary report, including graphics and charts detailing client investment performance.
  • Guided clients on monitoring investment performance using Ameriprise website, MS Office applications, and telecommunications.
  • Coordinated with Home Office on custodial tasks related to client investment portfolios.
  • Delivered detailed literature on wealth management services, including life insurance and financial planning.
  • Proofread fiduciary documents to maintain integrity and compliance.
  • Served as primary liaison between Advisors and clients for appointment scheduling and correspondence.

Education

B.S. - Finance

University of New Orleans
New Orleans, LA
12.2018

Skills

  • Portfolio management
  • Retirement planning
  • Alternative investments
  • Client education
  • Risk assessment
  • Market research
  • Customer relationship management
  • Regulatory compliance
  • Problem solving

Accomplishments

Series 65 - Acquired securities license to legally practice as Investment Advisor Representative.

Personal Information

Title: Financial Advisor

Passions

  • Retirement planning
  • Investment analysis

Certification

  • Series 65
  • Accredited Wealth Management Advisor

References

References available upon request.

Timeline

Financial Advisor

JECohen & Co
03.2022 - Current

Guest Services Coordinator

Four Seasons
12.2021 - 06.2024

Financial Statement Analyst

Hancock Whitney Bank
01.2019 - 06.2020

Client Service Manager

Waterfront Wealth Management
06.2017 - 08.2017

B.S. - Finance

University of New Orleans

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JUSTIN SMALLWOOD